*Letters

SIA Submits Comments to the CFTC on Implementation of Certain Provisions under Commodity Futures Modernization Act

Published on:
April 17, 2001
Issue:

The Securities Industry Association (SIA)* provides comments to the Commodity Futures Trading Commission (CFTC) on the CFTC releases: Regulatory Reinvention: A New Regulatory Framework for Trading Facilities, Intermediaries and Clearing Organizations, and Opting Out of Segregation, Commission Rule 1.68. The proposed rules would implement the provisions of the Commodity Futures Modernization Act of 2000relating to derivatives transaction execution facilities, exempt boards of trade and exempt commercial markets.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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