SIA Submits Comments to the American Stock Exchange on Implementation of the SEC-Approved Linkage Plan
Published on:
February 21, 2001
The Securities Industry Association (SIA)* provides comments to the American Stock Exchange urging the exchangeto implement the linkage plan that was approved by the Securities and Exchange Commission (SEC), Exchange Act Release No. 43086 (July 28, 2000). In light of the delay, SIA informs the exchange that it is petitioning the SEC either to find that substantial progress has been made, or to otherwise delay the effective rate of the rule.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.