*Letters

SIA Submits Comments to FinCEN on Proposed Suspicious Activity Report by the Securities and Futures Industry

Published on:
October 4, 2002

The Securities Industry Association (SIA)* provides comments to the Financial Crimes Enforcement Network (FinCEN) of the U.S.Department of the Treasury ona proposed suspicious activity report by the securities and futures industry (SAR-SF). SIA recommends modifications to the form that will enhance the effectiveness of suspicious activity reporting for broker-dealers.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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