SIA, LIBA and BBA Submit Comments to IOSCO on an IOSCO Report on Risk Management and Control Guidance
Published on:
May 19, 1998
The Securities Industry Association (SIA)*, the London Investment Banking Association (LIBA), and the British Bankers’ Association (BBA) provide comments to the International Organization of Securities Commissions (IOSCO) on the report by the Technical Committee of IOSCO: Risk Management and Control Guidance for Securities Firms and Their Supervisors. The three associations offer their collective views on the report.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.