*Letters

SIA and TBMA Submit Comments to the SEC on a NASD Proposal Relating to Business Continuity Plans and Emergency Contact Information

Published on:
September 30, 2002

The Securities Industry Association (SIA)* and The Bond Market Association (TBMA)* provide comments to the Securities and Exchange Commission (SEC) on a notice of filing of proposed rule change by the National Association of Securities Dealers, Inc. (NASD)relating to business continuity plans and emergency contact information,File No. SR-NASD-2002-108. SIA supports industry-wide implementation of business continuity plans. The groups share their views and provide specific recommendations regarding the issue.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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