*Letters

SIA and TBMA Submit Comments to Multiple Federal Agencies on Sound Practices to Strengthen the US Financial System

Published on:
October 21, 2002

The Securities Industry Association (SIA)* and The Bond Market Association (TBMA)* provide comments to the Board of Governors of the Federal Reserve System (Federal Reserve), the Office of the Comptroller of the Currency (OCC), the Securities and Exchange Commission (SEC), and the New York State Banking Department on the draft interagency document,White Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System. The white paper reflects the preliminary conclusions of the Federal Reserve, OCC, SEC and New York State Banking Department with respect to factors affecting the resilience of the critical markets and activities in the U.S. financial system in the event of a wide-scale economic disruption. The groups offer their observations and recommendations on the white paper.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.