Response to OCC Capital Plan

Published on:
April 10, 2018
Submitted to:
SEC
Submitted by:
SIFMA
File Number:
SR-OCC-2015-02; SR-OCC-2014-813

SIFMA provided comments to the Securities and Exchange Commission (SEC) on a proposed capital plan for raising additional capital that would Support the Options Clearing Corporation’s (OCC) Function as a systemically important market utility.

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