US Department of Labor on Underwriter Exemptions

Published on:
July 7, 1997

PSA The Bond Market Trade Association (PSA), a predecessor of SIFMA, provides comments to the Pension and Welfare Benefits Administration of the U.S. Department of Labor on a proposed amendment to Prohibited Transactions Exemptions 90-30, 90-32 et al (underwriter exemptions).  PSA shares their observations and recommendations on the proposed amendment.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.