*Letters

Proposed Amendments to Certain NASD Conduct Rules

Published on:
February 7, 1997

PSA The Bond Market Trade Association (TBMA) provides comments to the National Association of Securities Dealers Regulation, Inc. (NASDR) on proposed amendments to NASD Conduct Rules 3010 (Supervision) and 3110 (Books and Records). PSA TBMA outlines its support for the adoption of the amendments as proposed by NASDR.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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