*Letters

Proposed New MSRB Fee for Dealers Underwriting 529 Plans

Published on:
August 25, 2017
Submitted to:
SEC
Submitted by:
SIFMA
File Number:
SR-MSRB-2017-05; Proposed Rule Change to Assess an Underwriting Fee on Dealers that are Underwriters of Primary Offering Plans
Committee:

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board’s (MSRB) rule filing SR-MSRB-2017-05, which amends MSRB Rule A-13, on underwriting and transaction assessments for brokers, dealers and municipal securities dealers, to assess a new annual fee on dealers acting as underwriters to 529 college savings plans.

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