Processing Fees Charged by Intermediaries For Distributing Materials Other Than Proxy Materials to Fund Investors
Published on:
October 31, 2018
Submitted to:
SEC
Submitted by:
SIFMA
File Number:
S7-13-18
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Request for Comments on the Processing Fees Charged by Intermediaries For Distributing Materials Other Than Proxy Materials to Fund Investors.
See: Release Nos. 33-10505, 34-83379, IC-33114; File No. S7-13-18