Letter from US Representative Carolyn Maloney to SEC Chairman Mary Schapiro on Fiduciary Provisions of Dodd-Frank Act
Published on:
January 1, 2001
U.S. Representative Carolyn Maloney (D – N.Y.) letter to Securities and Exchange Commission (SEC) Mary Schapiro dated March 21, 2011. The letter is regarding Section 913 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), which addresses fiduciary duty.