*Letters

Joint US House Committee Chairmen Letter to the DOL Secretary Solis, Chairmen Schapiro and Gensler on Fiduciary

Published on:
January 1, 2001

Letter by U.S. House Financial Services Committee Chairman Spencer Bachus (R – Ala.), U.S. House Education and the WorkforceCommittee Chairman John Kline (R – Minn.), and U.S. House Agriculture Committee Chairman Frank Lucas (R – Okla.) to U.S. Department ofLabor (DOL)Secretary Hilda Solis, Securities and Exchange Commission Chairman Mary Schapiro, and Commodity Futures Trading Committee Chairman Gary Gensler on the DOL proposed regulations to implement provisions of the Dodd-Frank Wall Street Reform andConsumer Protection Act (Dodd-Frank Act) relating to fiduciary.

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.