Willow Creek Capital Partners v. UBS Securities
Published on:
August 26, 2011
SIFMA submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether there is a private right of action under SEC Rule 10b-16 and if so, what is the legal standard for establishing a violation of Rule 10b-16.
Counsel of Record:
Morgan Lewis & Bockius LLP
Michele A. Coffey
Other Amici:
None.