SEC v. Citigroup
Published on:
May 21, 2012
SIFMA submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether federal courts may ratify Securities and Exchange Commission (SEC) settlement agreements with securities firms that neither admit nor deny the SEC findings in the settlement agreement.
Counsel of Record:
Davis Polk & Wardell LLP
Annette L. Nazareth
Edmund Polubinski III
Gina Caruso
Other Amici:
None