Mary Ellen Kay v. Loretta Abrams
Published on:
June 13, 2007
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
Supreme Court of the State of New York, County of New York
Amicus Issue:
Whether NASD arbitrators have power to recommend expungement of CRD records pursuant to NASD Rule 2130 in light of the State of New York’s alleged property interest in those records, and state recordkeeping regulations.
Counsel of Record:
Bingham McCutchen LLP
2020 K Street, NW
Washington, DC 20006
Paul J. Lambert
Marie K.N. DeBonis