In re Worldcom Securities Litigation

Published on:
October 4, 2004

SIFMA has submitted an Amicus “Friend of the Court” Brief.

Court: 

U.S. District Court

(S.D. NY)

Amicus Issue:

Whether an underwriter should be required to perform the same due diligence for a shelf offering as it would for an offering involving a pre-effective waiting period.

Counsel of Record:

Davis Polk & Wardwell

450 Lexington Avenue

New York, NY 10017

Robert F. Wise, Jr.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.