ABA v Bill Lockyer

Published on:
August 9, 2004

SIFMA has submitted an Amicus “Friend of the Court” Brief

Court:

U.S. Court of Appeals (Ninth Circuit)

Amicus Issue:

Whether the provisions of California’s Financial Information Privacy Act that regulate the sharing of information with affiliates are preempted by the federal Fair Credit Reporting Act and its 2003 amendments.

Counsel of Record:

Alston & Bird LLP

601 Pennsylvania Ave., NW Washington, DC 20004

Thomas M. Boyd

Jonathan V. Gould

Alston & Bird LLP

1201 W. Peachtree St.

Atlanta, GA 30309

William H. Jordan

Matthew D. Richardson

Other Amici on Brief:

Investment Company Institute

Investment Counsel Association of America

American Insurance Association

American Council of Life Insurers

National Business Coalition on E-Commerce and Privacy

Details

Download

More Content

  • Amicus Briefs
    Oct 05, 2026

    In re The Boeing Company Securities Litigation

  • Letters
    Oct 05, 2026

    Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors

    SIFMA AMG comments on CFTC proposals to reduce duplicative regulation for certain CPOs and CTAs and account for inflation.
  • Letters
    Sep 30, 2026

    Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166

    SIFMA Comments to SEC in support of the proposed rule changes to improve the utilization of Rules 2165 and 4512, as well as the new Rule 2166 to allow for a temporary delay for suspected fraud.

Get the latest trends, stats, and research on financial markets and securities.