Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Summary
SIFMA provides comments to the Internal Revenue Service (IRS) on requesting the IRS promptly exercise its authority to extend the effective dates for basis reporting on debt instruments and options, REG-102988-11. For basis reporting on debt instruments, SIFMA recommends that the rules become effective no earlier than January 1, 2015. SIFMA explains the major obstacles that brokers face in implementing the proposed reporting rules for options and debt instruments.
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FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
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FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…