Large Trader Reporting Symposium
February 9, 2012
New York
New York, NY
The SEC's adoption of Rule 13h-1 enacts far-reaching new rules for market participants deemed "Large Traders" in NMS securities and the firms who execute and clear their transactions.
Join us for SIFMA's Large Trader Reporting Symposium on Feb 9, 2012, to learn from key regulators and industry leaders about the significant impacts to your firm's trading, operations, technology and compliance processes.
Key Issues to be Addressed Include:
- Scope of Rule 13h-1 Coverage
- Timeline and Compliance
- Implementation and System Upgrades
- Execution and Clearance
- Recordkeeping, Reporting and Monitoring
- Electronic Blue Sheet Enhancements
For Program information please contact Michael Drennen at mdrennen@sifma.org or at 212-313-1127
For Registration information please contact Lisette Rios at lrios@sifma.org or at 212-313-1210
For Sponsorship information please contact Antonella Pulitano at apulitano@sifma.org or at 212-313-1261
