Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Issue
Equity Market Structure→
Summary
SIFMA provided comments to the Securities and Exchange Commission (SEC) on the Commission’s Equity Market Structure Advisory Committee meeting and on Rule 610 of the Regulatory Flexibility Act.
See also:
List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
More Submissions
Type:
Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (Joint Trades)
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…
Type:
Testimony on the Need for Reauthorization of the CISA Act
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…