Tanya Navar Stern
Managing Director, Head of CFCR Coverage, CIB, Americas, Standard Chartered Bank
As Head of Compliance, Financial Crime & Conduct Risk Coverage, CIB, Americas at Standard Chartered Bank, Tanya Navar Stern provides regulatory and strategic advice to the Firm’s Markets, Global Banking and Transaction Banking businesses regarding FX, fixed income, derivatives, digital assets, payments and correspondent banking products. She is also responsible for enhancing corporate compliance framework elements, including compliance risk assessment, regulatory change management, compliance monitoring, issue management, metrics and reporting, surveillance and governance.
Ms. Stern previously served as Senior Counsel at WilmerHale where she represented financial institutions and fintech companies in securities enforcement and regulatory compliance matters before the SEC, FINRA and the CFTC. Before joining WilmerHale, she held leadership positions at Bank of New York and NatWest Markets Securities Inc., including as Managing Director, Global Chief Compliance Officer of Markets & Execution Services, Corporate Treasury, Pershing, Clearance & Collateral Management & Control at Bank of New York and as Director, Head of US Markets Advisory at NatWest Markets Securities Inc. Before joining NatWest Markets Securities Inc., Ms. Stern was a Securities Litigation and Enforcement counsel at WilmerHale and an associate at K&L Gates.
Ms. Stern received her J.D. from Georgetown University Law Center and her B.A. from Rice University. She holds FINRA Series 7 and 24 securities licenses.