Stephanie Secor
Vice President, Compliance and Chief Compliance Officer, Empower Advisory Group, LLC, Empower
Stephanie Secor joined Empower in March 2025 as Vice President, Compliance and Chief Compliance Officer, Empower Advisory Group, LLC. She oversees Compliance for the Empower Personal Wealth division, including investment advisory and broker-dealer activities.
Before joining Empower, Stephanie was a Director of Retail Advisory Compliance at Charles Schwab & Co., supporting new product development and strategic initiatives within the Wealth and Advice Solutions organization. Previously, she was a Vice President and Senior Compliance Officer at Goldman Sachs & Co., where she established and led the Dallas Compliance Testing team.
Earlier in her career, Stephanie served as Head of Front Office Supervision for North America at Citi Private Bank, and Vice President of Compliance at LPL Financial, overseeing LPL’s offices in the Western half of the United States.
She holds a B.A. in Marketing from Michigan State University.