Stefanie M. Wayco

Partner, DLA Piper

Stefanie M. Wayco focuses her practice on representing financial services firms including broker-dealers, securities industry professionals and others in regulatory and enforcement matters, FINRA arbitrations and internal investigations. She has extensive experience with mass actions, product cases, alternative investments, mutual funds and variable annuities, senior investors, anti-money laundering, Bank Secrecy Act, outside business activities, compliance policies, supervisory policies and standard operating procedures for financial services firms.