Staci Sullivan

President, Operations, TD Ameritrade Clearing, Inc.

Staci Sullivan is President of TD Ameritrade Clearing and Managing Director of Brokerage Operations. In this role she oversees all operational functions for TD Ameritrade. Through its many subsidiaries, TD Ameritrade offers investing and trading services for more than eleven million funded client accounts totaling more than $1.2 trillion in Client assets, investor education services boasting hundreds of thousands of graduates, and custodial services for 6,000 independent registered investment advisors (RIAs).

Staci has the benefit of 20 years of financial services experience at TD Ameritrade with expertise in brokerage operations, retail, compliance, risk, and regulatory matters. Throughout her tenure she has led a host of Operational aspects of mergers and acquisitions including the recent Scottrade integration. Currently she is leading a transformation focused on increasing automation of TD Ameritrade Clearing systems as well as evolving Brokerage Operations standards to improve the Client Experience.

Staci holds the FINRA Series 7,63,24,4,3 and 99 licenses and earned her bachelor’s Degree in business finance from the University of Northern Iowa.