Shauna Blake

Senior Vice President, Head of Supervision , LPL Financial

Shauna Blake is Senior Vice President and Head of Supervision as part of LPL’s Finance, Operations, Risk, Service and Supervision organization. In this role, Shauna is responsible for leading various supervisory teams including Home Office Supervision, Complex Products Supervision, Registrations, Compliance Service Center, Marketing Regulatory Review, onboarding reviews and outside business activities.
Shauna has served in various leadership positions at LPL including as Chief of Staff for the Chief Compliance Officer, head of Marketing Regulatory Review and head of the Compliance, Legal and Risk Client Experience Strategy function. Shauna held various supervision and compliance roles at UBS and Morgan Stanley prior to joining LPL in 2015.
Shauna received her B.A. from University of Delaware in 2001. She currently holds the Series 7, 24, 66, 9, 10 and 3 licenses