Richard J. Davis
Rick Davis is a Shareholder in the Securities and Financial Services Practice Group at Maynard, Cooper & Gale in Birmingham, Alabama. Rick has experience in a wide range of securities matters. He has represented financial institutions in numerous class actions alleging violations of Sections 11 and 12 of the ’33 Act and Section 10(b) of the ’34 Act. He also has defended financial institutions in customer arbitrations relating to suitability, churning and other alleged sales practice violations. In addition, he has handled numerous investigations by state and federal securities regulators. He began his career in New York with Rogers & Wells and Gibson, Dunn & Crutcher before moving to Birmingham in 2007. Rick received his J.D. cum laude from Duke University School of Law and holds a B.A. from Cornell University.