Randi Cone
CCO and Head of US GM Equity Compliance, Instinet, LLC and Nomura Holding America Inc.
Randi Cone is the Chief Compliance Officer at Instinet, LLC and Executive Director and Head of US Global Markets Equity Compliance at Nomura Holding America Inc., which are wholly-owned subsidiaries of Nomura Holdings, Inc. In her roles, Randi oversees and implements regulatory compliance and leads teams that advise equity sales and trading personnel, with a primary focus on OTC and listed derivatives, cash equities, and electronic trading. Prior to joining Nomura in 2021, Randi led the Cash Equity Sales and Trading Compliance group at Credit Suisse and previously also held roles within Compliance at JP Morgan and Societe Generale. She started her career with the NASD (now FINRA) as a Trading and Marking Making Surveillance Examiner.
Randi holds a B.S in Business Management with a concentration in Finance from SUNY Binghamton and holds the Series 7, 24, 57, and 63 licenses.