Neil T. Bloomfield

Neil Bloomfield is a partner at Moore & Van Allen where he helped establish and co-heads the internationally recognized Financial Regulatory Advice & Response practice. In this practice, he advises financial services firms on enforcement and regulatory compliance matters.

As part of his enforcement and investigations practice, Neil regularly represents clients with responses to inquiries by Federal, State, and international authorities ranging from market wide inquiries into offshore wealth management practices, foreign exchange trading, and reference rate submissions to issues at individual institutions, including whistleblower complaints, auditing practices, vendor management, and customer remediation.

In his regulatory compliance work, Neil assists clients in responding to a variety of regulatory requirements including consent order compliance, legal inventory building, reference rate transition, CCAR, Recovery and Resolution Planning, risk data aggregation and reporting requirements, and SOX whistleblower programs. His work includes a focus on state laws and regulation affecting the financial services sector after the change in the administration and the abandonment of Chevron deference and new articulation of preemption by the Supreme Court.

Neil is also adjunct professor at Wake Forest University School of law, frequent author and speaker.