Mike Conley

Compliance Director, Integrated Brokerage, Advice, and Services, Wells Fargo Advisors

Michael P. Conley is currently a Compliance Director for WFA’s Client Relationship Group. In this role, he has Compliance responsibility for Retail Surveillance & Oversight, In-Bank Brokerage, Retail Compliance Advice Group, and Partnerships, Teaming, and Succession. Previously, Mike served in a number of Compliance, Risk, and Control functions for WFA including responsibility for conduct risk, complaints, compliance support for regulatory change management, fraud, privacy, records management, business continuity, and loss reporting programs. Prior to joining WFA, Mr. Conley served in a number of compliance roles for Stifel Nicolaus, including Investment Advisory CCO and Manager of the Product Specialty Group. Mr. Conley has an MBA from the University of Missouri – St. Louis and a B.S in Accounting from Maryville University. He currently holds the Series 3, 4, 7, 9, 10, 14, 24, 27, 53, and 65 licenses.