Michelle Terry

Director, Head of Compliance Testing, Charles Schwab

Michelle Terry is a Director and Head of Compliance Testing for Charles Schwab where she oversees regulatory risk-based testing for the broker-dealer, banks, trust companies, investment advisers, and the branch examination program. Prior to joining Charles Schwab 10 years ago, she spent nine years at FINRA leading complex examinations of member firms. Michelle has an undergraduate degree in economics from Metropolitan State University and an MBA from Colorado State University. She holds FINRA series 7, 24, and 66 licenses.