Mike Dressen

Director of Anti-Money Laundering RBC Wealth Management

Biography (max 150 words) Mike Dressen is the Director of Anti-Money Laundering and AML Officer for RBC Wealth Management. His team is responsible for AML and Economic Sanctions compliance covering both the Private Client Group and Clearing Broker Dealer businesses. He was Vice President – Enterprise Financial Crimes Compliance at US Bank during 2015 and 2016, responsible for AML/Bank Secrecy Act oversight of US Bank Wealth Management and Securities Services. Prior to US Bank, Mike was with Hartford Funds for 9 years, where he served as Mutual Fund and Broker/Dealer AML Officer, as well as, Chief Compliance Officer of their transfer agent. He holds the Certified Anti-Money Laundering Specialist designation and FINRA Series 6, 7, 24, 26, 51, and 63 registrations. Mike has a BA in Business Administration – Financial Management and an MBA from the University of St. Thomas in St. Paul, Minnesota.