Mike Dressen has been Director of Anti-Money Laundering for RBC Wealth Management since January 2017. His team is responsible for AML and Economic Sanctions compliance covering both the Private Client Group and Clearing Broker Dealer businesses. He was Vice President – Enterprise Financial Crimes Compliance at US Bank during 2015 and 2016, responsible for AML/Bank Secrecy Act oversight of US Bank Wealth Management and Securities Services including their broker/dealer, registered investment advisor, private banking and personal trust business units.
Prior to US Bank, Mike was with Hartford Funds for 9 years, where he served as Mutual Fund and Broker/Dealer AML Officer, as well as, Chief Compliance Officer of their transfer agent. In addition, Mike worked for State Farm Insurance for 15 years supporting mutual fund and personal lines insurance products. He holds the Certified Anti-Money Laundering Specialist designation and FINRA Series 6, 7, 24, 26, 51, and 63 registrations. Mike has a BA in Business Administration – Financial Management and an MBA from the University of St. Thomas in St. Paul, Minnesota.