Michael D. Solomon

Senior Vice President and Regional Director, FINRA

Michael Solomon is Senior Vice President and Northeast Regional Director for the Financial Industry Regulatory Authority (FINRA). Mr. Solomon has responsibility for the Examination and Surveillance Programs in the region.

Prior to his tenure at FINRA, he served as a managing director and general counsel for litigation, regulatory and employment law at Jefferies & Co. Prior to joining Jefferies, Mr. Solomon managed the Regulatory Group at UBS Financial Services from 2004 to 2006. Before that, he managed the Regulatory Examinations and Inquiries Group at Merrill Lynch from 1999 to 2004, and has also served as an associate at Morgan, Lewis & Bockius, trial counsel in the NYSE Enforcement Division and NY County assistant district attorney. Mr. Solomon received his law degree in 1989 from New York University School of Law and received a bachelor’s degree from Wesleyan University.