Max Levine

Max Levine is a Director at Edward Jones, where he oversees the firm’s financial crimes advisory program. His responsibilities include oversight of enterprise risk assessments, quality assurance and quality control, training, policy and procedure governance, as well as oversight of suspicious activity report (SAR) filings.

Prior to joining Edward Jones in 2024, Max spent nine years at Charles Schwab, where he served as a Director and Deputy Anti-Money Laundering (AML) Officer. In this role, he was responsible for oversight of the firm’s institutional custody business and led financial crime investigations involving Registered Investment Advisors utilizing Schwab’s Advisor Services platform.

Max previously held positions at Pershing Advisor Solutions LLC (BNY Mellon), where he also served as Deputy AML Officer, and at Merrill Lynch, where he worked within both the Anti-Money Laundering Department and the Global Wealth Management business unit.

Max is a graduate of Florida State University and maintains the FINRA Certified Regulatory and Compliance Professional (CRCP) and Certified Anti-Money Laundering Specialist (CAMS) designations.