Maura Miller
Managing Director, UBS
Maura Miller serves as Managing Director at UBS, leading Compliance & Operational Risk Control for the Americas Investment Bank. She is also Chief Compliance Officer for UBS Securities LLC, overseeing compliance for the firm’s U.S. broker-dealer operations. Previously, Maura Miller was Global Head of Market Conduct at UBS, directing the firm’s market conduct framework and trade surveillance. Earlier in her career, she held senior compliance roles at Credit Suisse and began her professional journey at NASD (now FINRA).
Maura Miller holds a Bachelor’s Degree in Economics from the University of Notre Dame.