Marlon Q. Paz

Marlon Paz focuses on corporate governance, financial regulation and enforcement with more than 25 years of experience spanning the US Securities and Exchange Commission, private practice, and academia. He advises and defends global banks, public companies, broker-dealers, investment advisers, exchanges, and industry associations in high-stakes transactions and regulatory and enforcement matters. Marlon regularly advises boards of directors and senior management on a variety of issues and is adept at designing and implementing strategies for clients based on his broad experience, deep organizational knowledge, and substantive capabilities. Clients rely on Marlon when faced with complex matters, including enforcement matters before the SEC and FINRA.