Mark Quinn
Director of Regulatory Affairs, Cetera Financial Group
Mark Quinn is the Director of Regulatory Affairs for Cetera Financial Group, the corporate parent of several retail-focused broker-dealers and investment advisers with more than 12,000 financial advisers nationwide. He is responsible for development of legislative and regulatory policy for the firm, in addition to managing interactions with regulatory agencies and other policymakers.
Mark has represented broker-dealers and investment advisers as in-house counsel and in private law practice for more than 35 years. He is currently the Chair of the SIFMA State Legislative and Regulatory Committee and Co-Chair of the Legal and Regulatory Policy Committee of the Institute for Portfolio Alternatives. He is a member of the Colorado, New York, and Florida Bars.