Lisa M. Francomano

Executive Director and Chief Compliance Officer, UBS

Lisa is an Executive Director and Chief Compliance Officer for UBS Financial Services’ advisory business. Lisa has been with UBS since 2001 and currently manages the Compliance and Operational Risk Products team that primarily supports the Wealth Management Investment Platforms and Solutions business as well as Corporate Solutions and Retirement Services supporting. Prior to her current role she was an investment advisory attorney in the legal department. Prior to UBS, Lisa was a Vice President at Lehman Brothers providing investment advisory legal support to the firm’s wrap fee and broker-managed programs. Lisa began her career at Prudential Securities Inc. in 1992 as an analyst in the legal department.