Lee Thoresen

Senior Counsel, Head of Regulatory and Transactional RBC Wealth Management

Lee is the Sr. Counsel, Head of Regulatory and Transactional at RBC Wealth Management.  While advising on a broad range of regulatory issues, Lee’s main areas of focus are the investment advisory platform, retirements, and fiduciary developments from the DOL, states and the SEC. In addition, Lee advises on US Securities Regulation, including, broker-dealer regulation, Investment Company Act, Investment Advisers Act, Securities Act of 1933, Securities Exchange Act of 1934, and ERISA. Lee has been with RBC since 2007.  Lee received her J.D. and undergraduate degrees from U.C. Berkeley.