Kris Dailey

Vice President, Risk Oversight & Operational Regulation, FINRA

Kris Dailey is a Vice President in the Risk Oversight & Operational Regulation department within FINRA’s Member Regulation Division. Ms. Dailey is responsible for overseeing the development of the financial and operational rules, interpretations and policies applicable to broker-dealers, FINRA’s margin rules and credit regulation policy, assessments of quantitative market and credit risk measurement methodologies and standardized data collection and analysis for financial and operational examinations. Ms. Dailey was previously a Managing Director at NYSE Regulation, where she held various staff and managerial positions and was responsible for financial surveillance and supervision of member examinations. Ms. Dailey received a B.S. from St. John’s University and a M.B.A. from Fordham University.