Kelly Cornwell

Industry Relations Specialist, Vanguard

KELLY CORNWELL is an Industry Relations Specialist, charged with developing and maintaining industry relationships and managing the DTCC engagement within Vanguard’s Financial Advisor Services business.  In this role, she partners across the industry to develop operational strategies and best practices to address client needs, respond to regulatory activity, and define   priorities.  She also plays an integral role in client and industry interactions, while actively monitoring industry trends. Kelly has been with Vanguard for more than 15 years, where she has held various roles within brokerage operations, client services, and mutual fund operations.  Her background includes extensive experience with the transfer process from both broker dealer and fund company perspectives. Prior to joining Vanguard, she was a Financial Advisor with AXA Advisors. Kelly serves as the Vice President on the Securities Industry and Financial Markets Association (SIFMA) Customer Account Transfer governing board, as well as representing Vanguard on other industry working groups. She holds FINRA Series 7 and 24 licenses.