Kate Ring
Chief Compliance Officer, Stash Financial
Kate Ring serves as Chief Compliance Officer at Stash, the pioneering fintech company with more than 1M customers and $5B in AUM that empowers everyday Americans to invest and build better lives. In this role, Kate leads all compliance and risk management efforts across the company, including leadership of the compliance program for Stash’s broker-dealer, investment adviser, bank offering and anti-money laundering program.
Previously, Kate was at LPL Financial, where she served in various legal, compliance and leadership roles including as Deputy Chief Compliance Officer and Chief Compliance Officer, Advisory. Kate earned her Bachelors of Arts degree (magna cum laude with honors) from The American University, and her Juris Doctor (magna cum laude) from DePaul University College of Law.