Gene DeMaio

Senior Vice President, Market Regulation, FINRA

Gene DeMaio is a Senior Vice President in FINRA’s Market Regulation Department where he manages the Options Regulation and the Trading and Financial Compliance Examinations programs. Prior to joining FINRA, Mr. DeMaio was an Options Market Maker at the American Stock Exchange, and earlier worked as an attorney at the law firm of Kord Lagemann where he represented complainants in securities arbitration disputes. Mr. DeMaio is a graduate of Fordham Law and earned his LL.M at New York University.