Eric Hains is the Director of Surveillance for TD Ameritrade, Inc. In this role he is responsible for the firm’s AML and Trade surveillance functions. Prior to joining TD Ameritrade, Eric was the head of Sales – Americas for the Nasdaq SMARTS Trade Surveillance system. From 2001 to 2010, Eric was a Director in the Compliance department of Citi Global Markets, Inc. Mr. Hains holds a B.A. from Franklin & Marshall College.