Dominic Valentino
Managing Director, Chief Compliance Officer, Oppenheimer & Co., Inc.
Dominic (Dom) Valentino is Chief Compliance Officer at Oppenheimer, where he leads the firm’s compliance strategy and oversees regulatory and reputational risk management. Since joining Oppenheimer in 2018 as Chief Anti-Money Laundering (AML) Officer and Global Head of AML & Sanctions, Dom has played a key role in strengthening the firm’s compliance framework and ensuring alignment with evolving regulatory standards. Before joining Oppenheimer, he held senior AML and compliance roles at The Bank of Nova Scotia, Navigant Consulting, and JPMorgan Chase. Earlier in his career, Dom served in the United States Army, completing multiple overseas tours and earning honors including the Army Commendation Medal, Combat Action Badge, and Global War on Terrorism Service Medal. He holds a Bachelor’s Degree from St. John’s University and a FINRA Series 14 registration.