Dee O’Neill

Dee O’Neill is Senior Vice President, Head of Branch Examinations at Raymond James. Prior to joining Raymond James in March 2020, Dee spent over 25 years in broker-dealer compliance and administration functions at Bank of America. During her recent tenure at Bank of America, Dee managed the Merrill Lynch Branch Examination program for 17 years. Her examination coverage areas encompassed a myriad of Merrill Lynch business areas including, the Private Wealth Management International Division, Merrill Edge, the Merrill Lynch Private Bank, and Centralized Supervision.
Dee’s earlier roles at Bank of America, included Vice President, Regional Compliance Officer of Banc of America Investment Services (“BAI”); Vice President, BAI Project Management; and Vice President, BAI Human Resources.
Dee is FINRA Series 7 and 24 registered and is very active in industry roundtables and SIFMA’s remote inspections pilot and residential supervisory locations advocacy efforts.