David A. King

David King is a Managing Director and Head of Global Equities Compliance Advisory for BNP Paribas Securities Corp.  In this role, David leads a team of Compliance Advisors responsible for supporting the various business lines within Global Equities, Technology Platforms, and Operations. David joined BNP Paribas in April 2022 from Credit Suisse where he was the Head of Prime Services Compliance and the Chief Compliance Officer of Credit Suisse’s CFTC registered Futures Commission Merchant business. 

Prior to becoming the Head of Prime Services Compliance, David served as the Compliance Advisor for Interest Rate Products, Repo, Emerging Markets, and Commodities Sales and Trading within the Investment Banking Division at Credit Suisse.  Before joining Credit Suisse in 2004, David was an Investigative Research Analyst with Corporate Resolutions Inc. conducting due diligence and research for a variety of clients.  He received a B.A. in Political Science from the University of Michigan.