Chris Sherlock has over 25 years of experience in the financial services industry. He currently serves as the Vice President of Surveillance & Data Analytics at Ameriprise Financial.
Chris and his team are responsible for using data and analytics to detect and escalate potential negative sales practice trends at various levels of the organization that could lead to risk or harm to clients and the firm.
Prior to Compliance, Chris worked in various positions at Ameriprise where he worked closely with data systems and information management. Chris holds a degree in Business Administration and holds a Series 7 registration.