Cece Mavico

Cece Mavico has worked in the financial services industry for over twenty years in compliance, supervisory, legal and regulatory roles.  Most recently she served as the Chief Compliance Officer for Robinhood Financial, Robinhood’s retail brokerage firm. Prior to joining Robinhood, Cece was with LPL’s Compliance, Legal, and Risk organization, specifically the Head of Regulatory Strategy & Special Investigations.  She and her team were responsible for representing the firm in complex regulatory matters, advising on regulatory strategy, and leading internal investigations.  Prior to joining LPL Financial in 2015, Ms. Mavico was in private practice where she focused on securities regulatory and enforcement matters and with the NASD in Washington, DC.  Ms. Mavico started her career in the financial services industry in compliance and held various securities and insurance licenses.  Ms. Mavico received a Bachelor of Science in Finance from Trinity University and a Juris Doctor from American University, Washington College of Law.  She is a member of the New York and District of Columbia Bar Associations.