C.B. Richardson
Managing Director, Chief Compliance Officer of Citigroup Global Markets Inc. and Global Head of Banking Compliance and Enterprise-Wide Conflicts Management, Citigroup Global Markets, Inc.
C.B. Richardson is the Chief Compliance Officer of Citigroup Global Markets Inc. (Citi’s U.S. broker-dealer). He also leads Global Banking (Investment Banking, Commercial Banking and Corporate Banking) Compliance and Enterprise-Wide Conflicts Management at Citigroup.
Prior to this role, C.B. was the Global Chief Compliance Officer of Banking, Capital Markets & Advisory, Commercial Banking, Research, Control Group and Personal Trading & Outside Activities at Citigroup. Prior to joining Citi, C.B. was the General Counsel and Chief Compliance Officer of Blackstone Advisory partners and was responsible for many firm-wide compliance functions at The Blackstone Group. Prior to joining Blackstone, C.B. held a number of compliance roles at Barclays and Bank of America Merrill Lynch. Before that, he was Assistant General Counsel, Securities and Corporate Governance at SPX Corporation. Before SPX, C.B. was a corporate associate at Fried, Frank, Harris, Shriver & Jacobson. C.B. began his career as a captain in the JAG Corps in the US Army